Sentence examples for a regulated entity from inspiring English sources

Moreover: "the processes and procedures that a contributing bank has to follow are within the regulated environment, and therefore the processes and procedures of a regulated entity are for the regulator".

In that sense, the rule could be characterized as "voluntary," [as Kavanaugh describes it], but in much the same way that just about any regulation could be considered voluntary, insofar as a regulated entity could always transform its business to such an extent that it is no longer in the line of business covered by the regulation.

Lipner: Lehman is not a regulated entity.

For example, if a regulated entity submits to the U.S. EPA a Good Laboratory Practice GLPP) study (Good Laboratory Practice Standards 1989) required for a pesticide registration, it must retain all "raw" data to comply with GLP requirements (e.g., 40 CFR 160.190 and 40 CFR 160.195; U.S. EPA 1989).

Part 11 requires various controls, including audits and validation systems, to be implemented as part of a regulated entity's operations.

As those at Fidelity see it, the late-trading cases that have arisen in the scandal illustrate how important it is to have the time-stamps in the firm grip of a neutral, regulated entity -- not in the hands of intermediaries who may have a big stake in whether an order from a valued, big-bankroll customer makes the deadline.

An alternative is to place the burden of proof entirely on the regulated entity, whereby a ship with a measured zooplankton concentration that is not statistically significantly <10·m−3 is presumed guilty until proven innocent.

The critical factor in determining the existence of state action is not governmental involvement with private persons or private corporations, but "the inquiry must be whether there is a sufficiently close nexus between the State and the challenged action of the regulated entity so that the action of the latter may be fairly treated as that of the State itself".

Conversely, such an agency proceeding may arise later and be truly unanticipated by the regulated entity.

Detailed examination of the apical and basolateral exchanges indicates that, rather than responding to, for example, intracellular pH, intracellular [Cl-] could be the regulated entity [ 51].

The second step involves linking residents with lower-cost insurance plans via a state-regulated entity called the Connector.