Sentence examples for with a securities from inspiring English sources

The crime was not done "in connection" with a securities sale or purchase, that court ruled.

The Air Force legal staff stopped cooperating with a securities industry investigation into the company's practices and products.

He is charged with a securities fraud that may have cost investors as much as $100 million since 2004.

Judge John Kane in Denver caused more of a stir in January when he rejected a $13m settlement with a securities firm and two individuals over accusation of a Ponzi scheme.

But David W. Blass, chief counsel for the division of trading and markets, wrote in an e-mail that generally "the hallmark of being a broker-dealer is the receipt of a commission or other transaction-based compensation in connection with a securities transaction".

After doing due diligence with a securities attorney this new regulation allows you to "test" the equity sale by running a Kickstarter-like campaign.

The protocol is embedded with a security mechanism called Secure Authentication (DNP3-SA).

"They had a huge house with a security system.

I plead with a security guard to let me in.

Mr. Gousse now travels everywhere with a security detail.

At least one protester got into an altercation with a security guard and was removed.