Sentence examples for unregistered security from inspiring English sources

In Kandahar there are 23 unregistered security companies, not including militias working with American special-forces soldiers and the CIA.

During his nomination several of his liabilities gained attention, including a bankruptcy, an assault conviction from a fistfight, and failure to pay taxes on income from an unregistered security business that he ran while he was a police captain.

This transaction may be deemed an investment contract and therefore an unregistered security.

Separately, XRP's 2013 token sale occurred well before the 2016 cutoff point for the SEC's enforcement of unregistered security sales.

FINRA charges Ayre with the unlawful distribution of an unregistered security because he never registered HempCoin and no exemption to registration applied.

If financial advisors tell customers to buy a coin that the SEC later deems an unregistered security, they could find themselves in hot water.

§ 229.701 (Item 701) Recent sales of unregistered securities; use of proceeds from registered securities.

Two years later, the same office fined QuesTec $20,000, charging that it had again sold unregistered securities.

It was accused of offering "ongoing fraudulent and unregistered" securities, and ordered to stop trading.

The Securities and Exchange Commission allows the trading of unregistered securities, but only for select investors.

The funds, managed by Endeavor Partners and Endeavor Capital Management Group, were "highly risky, unregistered securities," the Securities and Exchange Commission later charged.