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Even the fine itself could have been substantially higher under securities laws.
Under securities laws, banks must disclose all material facts about the securities they underwrite.
It said it expected to remain "well capitalized" under securities rules.
In any case, monetising an idea immediately opens the door to copying because of disclosure requirements under securities laws.
Under securities rules, a soon-to-be public company is permitted to provide "material" information to research analysts.
Under securities law, brokerage firms are responsible for having procedures to guard against insider trading, Mr. Bebel said.
Similar(26)
Users do not find websites to be highly secured under Security category.
Also, participants do not find academic websites to be highly secured under Security category.
She had been under security protection since 2004.
The tunnel wound under security check posts outside the prison and under a main highway.
Guns for target shooting could be rented under security arrangements at the range.
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