Sentence examples for unauthorized trading from inspiring English sources

The unauthorized trading incident has deeply frustrated all of us.

Kerviel observed that it was possible to carry out unauthorized trading on the Delta One desk.

In an internal memo, the bank said the unauthorized trading could drag down earnings in the third quarter to a loss, adding that "no client positions" were involved in the "unauthorized trading".

These are among the others typically not prosecuted for their crimes: Stockbrokers who engage in unauthorized trading.

He was sentenced to three years for unauthorized trading but remains free pending appeal; he is not in prison.

UBS identified $2 billion of losses from unauthorized trading in the Swiss bank's supposedly safe Delta One equities business.

Since the unauthorized trading was first disclosed, on Feb., 6, the share price has fallen 4percentt.

Judge Chan also criticized Morgan Stanley's compliance department for failing to pick up on Mr. Du's unauthorized trading earlier.

Merrill dismissed Mr. Wallace last May and accused him of unauthorized trading, falsifying statements and forging client signatures.

His unauthorized trading also seems consistent with a culture at UBS that stressed individual advancement over team efforts, according to former investment bankers.

LONDON — UBS said Wednesday that its co-chiefs of global equities had resigned after last month's revelation of a $2.3 billion loss from unauthorized trading.