Sentence examples for unauthorized trade from inspiring English sources

Exact(9)

Prudential said he was fired for what it contends was an unauthorized trade in the summer of 2001.

The firm's president, Daniel J. Crowley, said Tuesday that Rochdale was the "the victim of an unauthorized trade" and was cooperating with regulators.

A spokesman for Prudential Securities said Mr. Ostrowski had been terminated for conducting an unauthorized trade; the spokesman declined further comment.

Technically, unauthorized trade in such art had been illegal since 1970, when Unesco drew up its Convention on the Means of Prohibiting and Preventing the Illicit Import, Export and Transfer of Ownership of Cultural Property.

FINANCIAL TIMES   Rochdale Says Trading in Apple Led It to Seek Help  |  Daniel Crowley, the president of Rochdale Securities, said: "Rochdale had an unauthorized trade that left us with a negative capital position.

The termination was irreversible, he was told, and was a result of the customer complaints, most specifically an incident in June in which Mr. Ostrowski executed an unauthorized trade for one of his clients.

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Similar(51)

The unauthorized trades left the Swiss bank at risk.

The unauthorized trading incident has deeply frustrated all of us.

Analysts have offered conflicting theories on the nature of the unauthorized trades.

In an internal memo, UBS emphasized that "no client positions" were involved in the "unauthorized trading".

Kerviel observed that it was possible to carry out unauthorized trading on the Delta One desk.

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