Sentence examples for transaction effecting from inspiring English sources

A series of modes of transaction effecting the transfer and acquisition of property evolved.

These transactions include a transaction effected by your employee who also acts as an employee of a registered broker-dealer ("dual employee").

Her husband, Pradeep Kariyawasam, is being investigated over a questionable share transaction effected while he was chairman of the state-owned National Savings Bank.

Any security transaction effected for a customer by an FDIC-supervised institution is subject to this part unless excepted by § 344.2.

In doing so, the stock broker is paid a commission (or other compensation that may or may not be disclosed) on each transaction effected.

The biggest losses result from the accounting transaction effected on June 20 2014 reflecting the cash withdrawal of BGN 206 million against the obligation assumed, and defaulted on, by BROMAK OOD to repay the funds on 06/30/2014, which was posted as an asset in the form of this receivable.

(11) The transactions effecting the agreement are recorded in the record required to be maintained under § 1.27 of investments of customer funds, and the securities subject to such transactions are specifically identified in such record as described in paragraph (d)(1) of this section and further identified in such record as being subject to repurchase and reverse repurchase agreements.

The purpose of this part is to ensure that purchasers of securities in transactions effected by FDIC-supervised institutions are provided adequate information regarding transactions.

You are not required to comply with this part for securities transactions effected by a registered broker-dealer, if the registered broker-dealer directly provides the customer with a confirmation.

Lucas said: "We are not seeking through the transaction to effect a change to our underlying credit-risk profile.

He continued his animosity toward Spain and the Habsburgs, however, by refusing to recognize the abdication of Charles and the election of his brother Ferdinand I (1558) as successor on grounds that the imperial transaction was effected without papal approval.