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Exact(15)
"That standard is not met by those who hold a financial interest in one or more energy companies while trading on behalf of the state on energy related matters". Goode's admonishment was conveyed by Tom Hannigan, water resources director, to 34 consultants who are on contract with the department, among them the nine contract employees who reported holding shares in generating firms.
Knight has focused more on trading on behalf of customers and is a public company.
Getco is also pushing to expand its business trading on behalf of clients.
They are trading on behalf of clients who have placed orders to buy and sell currencies.
But the law goes on to provide exemptions for such things as "trading on behalf of customers," "risk-mitigating hedging activity" and "underwriting and market-making activities".
In the case of BarCap, Barclays argues that strengths in lower-risk areas, like fixed-income and foreign exchange trading on behalf of clients, provide buoyancy.
Similar(45)
Merrill Lynch is one of several brokerage firms that conducted trades on behalf of Yasuo Hamanaka, a Sumitomo copper dealer who was fired in June 1996 after it was revealed that he had lost $2.6 billion in off-the-book transactions over about 10 years.
Rochdale typically trades on behalf of clients.
Volkov resumed calling in mirror trades, on behalf of other counterparties.
"Their business model has completely blurred the difference between executing trades on behalf of customers versus executing trades for themselves.
Mr. Saluzzi acknowledges that computerized trading has hurt firms like Themis, which executes trades on behalf of clients.
More suggestions(16)
transaction on behalf
merchant on behalf
exchange on behalf
trades on behalf
exchanges on behalf
transactions on behalf
contracting on behalf
commercial on behalf
operations on behalf
trading on information
trading on stock
trading on simplicity
trading on nothing
deal on behalf
dealing on behalf
selling on behalf
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com