Sentence examples for trading enforcement from inspiring English sources

Beyond securities fraud, the Martoma court's holding may also impact insider trading enforcement in the commodities markets.

Before delving into the details, let us take a look at rule 10b-5, whish is the formal basis of most securities litigation and most insider trading enforcement.

This is the paradox of insider trading compliance for issuers, just one more symptom of a dysfunctional insider trading enforcement regime that is need of a dramatic overhaul.

Howson argues that the agency guidance is itself unlawful and unenforceable, and thus a large part of China's contemporary insider trading enforcement regime is without foundation.

The irony is that, since all of these costs are passed along to the shareholders, insider trading enforcement under the current regime has precisely the opposite of its intended effect.

Additionally, in the area of insider trading enforcement, the so-called "disclose or abstain" rule requires corporate insiders to disclose material nonpublic information before trading in their issuer's securities.

I have also suggested that reforming the law to permit such issuer-licensed insider trading would result in a more rational, efficient, and just insider-trading enforcement regime.

After setbacks before the United States Supreme Court in cases involving a financial printer and a securities analyst - neither of whom, the Court said, had a duty to refrain from using what they had found out - the S.E.C. has taken new approaches to insider-trading enforcement.

The term "trade enforcement" means the enforcement of the customs and trade laws of the United States.

the number of full-time employees carrying out activities relating to trade enforcement.

On that, too, Mr. Obama followed suit, proposing a new trade enforcement unit charged with investigating unfair trade practices.