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The board suspended Klein & Company in mid-May after the firm was unable to make good on trades by First West Trading, which had defaulted.
Some blame bad trades by general managers.
The government says this could raise employment in those trades by up to 20%.
When Mr. Cohen was questioned about his trades by the S.E.C., he took the Fifth Amendment.
As a result, large trades by such funds can draw regulators' attention from time to time.
This refers to a series of trades by Barclays Structured Capital Markets division using Luxembourg subsidiaries.
More than three out of four trades by Schwab customers are now executed online.
"We've already done our trades by the time they see it".
Grey Global is so thinly held that, as the joke goes, it trades by appointment.
Well, the season's biggest trades, by far, were made before the season even began.
On August 20th a flurry of misdirected trades by Goldman Sachs, a bank, caused embarrassment and as yet unspecified losses.
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