Exact(1)
Six codes of conduct currently in force will be scrapped in favour of a global template that goes beyond traders to include asset managers and trading platforms, a reflection of how the market is rapidly evolving.
Similar(53)
Historians Charles Hucker and Rafe de Crespigny both speculate that the Roman mission of 166 AD involved enterprising Roman merchants instead of actual diplomats; Hucker writes: Tributary missions from vassal states were commonly allowed to include traders, who thus gained opportunities to do business in the capital markets.
Another suggestion was to extend so-called suitability rules -- those requiring brokers to make sure that investments are appropriate for their customers -- to include day traders and online investors.
The company found its footing in the San Francisco Bay Area, growing its cadre of stores to include Costco, Trader Joe's, and its own hybrid solution that in some cases can offer foodstuffs at prices lower than local grocery stores.
She is a former consultant at Primary Global Research, a so-called expert network firm that connects Wall Street traders to industry experts, including public company employees.
Landesman pointed to plenty of reasons for traders to ditch stocks this summer, including high prices.
In July Cinergy Corp., a utility in Cincinnati, was caught short during a heat wave and couldn't supply traders (Enron included) to whom it had agreed to deliver power.
In July Cinergy Corp., a utility in Cincinnati, was caught short during a heat wave and couldn't supply traders (Enron included) to which it had agreed to deliver power.
The financial institutions, including Bank of America and JPMorgan Chase, were found to have insufficient risk management and internal controls, which allowed some of their traders to try to alter rates including the Singapore interbank offered rate, or Sibor.
But exchange-traded funds are intrinsically appealing to frequent traders, including those eager to make leveraged bets on the direction of the stock market.
Traders can include information that might be hard to fit on to a traditional business card, such as a portfolio or even a CV.
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