The Securities and Exchange Commission, America's top securities watchdog, is investigating all of Enron's accounting, including Andersen's role.
Since then, the nation's top securities regulators have announced that they will increase their scrutiny of research practices.
Canada's top securities watchdog, the Ontario Securities Commission, has added muscle and sharpened its teeth over the last two years.
The country's top securities regulator proclaimed that this was the first step towards introducing crude-oil derivatives.In fact, China has had trading of fuel-oil futures before.
Guo Shuqing, who was appointed as China's top securities regulator in October, has pledged to fight insider trading and misconduct in the nation's securities markets.
Guo Shuqing, chairman of the China Construction Bank — one of China's four big state-owned banks — was named to replace Mr. Shang as the nation's top securities regulator.
OTTAWA — Canada's top securities regulator on Friday accused a Chinese forestry company of fraudulently inflating its revenue and exaggerating the extent of its timber holdings.
Bloomberg News tells us that the top securities firms are handing out nearly $38 billion in seasonal bonuses, the highest total ever.
Mr. Pitt's manner -- a blunt, combative stance that served him well as a top securities lawyer -- has been an irritant in some quarters since he took office.
In the last two years, prosecutors have filed insider trading cases, some involving broad schemes, involving bankers at nearly all the top securities firms.
Massachusetts's top securities regulator, for example, accused Merrill Lynch this month of defrauding the city of Springfield with investments linked to subprime mortgages.
