Sentence examples for top compliance from inspiring English sources

Whether that failure can be attributed to Mr. Cohen or his top compliance officials remains to be seen.

At the hearing, HSBC's top compliance executive strayed from his prepared remarks to announce that he would be leaving that post.

The top compliance executive for global banking giant HSBC announced during a Senate hearing on Tuesday, which examined the global bank's repeated failure to stop illegal foreign transactions, that he will step down from that role.

Ms. Richards, the S.E.C.'s top compliance official, said the agency was considering the frequency of its examination of investment advisers and was determining if advisers should disclose more risk-related information, like the identity of their auditors and their performance returns.

Know Your Customer Rules (KYC) remains the top compliance related concern for corporations over the next 1-3 years (50%), followed by Dodd-Frank (41%), and Foreign Banks and Financial Accounts FBARR) (38%).

The NCAA declined a request to interview President Mark Emmert or its top compliance official to discuss USC's case for this and other articles in this collection.

This goes to the essence of maintaining the "tone at the top" for compliance and ethics purposes.

Scores for each shift are broadcast on hallway scoreboards, which read "Great Shift" for those that top 90 percent compliance.

Oliver Schmidt, 48, Volkswagen's former top emissions compliance manager in the United States, was taken into custody at Miami International Airport as he was about to board a flight to Germany.

Second, an improved multistaged top chamber compliance model is developed which confirms the existence of highly nonlinear region(s) during the step transitions as well as during the decaying transients.

Schmidt was in the thick of the fraud as the top emissions compliance manager for the U.S., working at Volkswagen's Auburn Hills, Michigan facility.