Sentence examples for statements for registration from inspiring English sources
In the statements for registration, the symbols actually used in combination were set forth.
Directors are required to sign the company's annual reports on Form 10-K and any registration statements for the registration of securities, and they are routinely named in lawsuits stemming from other public filings.
For registration statements currently on file, registrants may choose to file an amendment removing the delaying amendment language that prevents the registration statement from becoming effective automatically after 20 days.
Consistent with the 2011 Staff guidance, the 2018 guidance, which was issued by the SEC's commissioners, reiterated that companies should consider the materiality of cybersecurity risks and incidents when preparing the disclosure for registration statements under the Securities Act of 1933 and the Exchange Act and for periodic and current reports under the Exchange Act.
82, as amended, 15 U.S.C. 77k(b)(3)(B) (liability of "experts," such as accountants for misleading statements in portions of registration statements for which they are responsible).
Since that time, nearly 1,000 emerging growth companies or EGCs have confidentially submitted draft registration statements for IPOs, and EGCs represent about 85% of the IPOs that have gone effective since the JOBS Act was enacted.
New or pending registration statements, applications for exemptive relief, or applications for registration as an investment adviser will not be processed regardless of the status of any review of those filings.
Financial requirements for registration is summarized on your July and December statements.
And in still other circumstances Congress created express liability regardless of the defendant's fault, 1933 Act § 11(a), 15 U.S.C. 77k(a) (issuer liability for misleading statements in the registration statement).
"There are procedures for registration.
