Sentence examples for state securities from inspiring English sources
Several state securities regulators also denounced the rule.
Other advisers must register with state securities regulators.
Records of registered advisers are posted with state securities agencies (check nasaa.org).
The state securities regulators know well that it is treacherous out there.
Mr. Harding had pleaded guilty to a felony under the Martin Act, a state securities law.
"State securities regulators have only one constituency -- Main Street investors," he said.
State securities regulators are also troubled by the rise of religious affinity fraud.
State securities regulators are warning people to be wary of financial schemes, in particular.
The offerings are filed with state securities regulators and are subject only to state regulations, which can vary greatly.
After spotting elderly people at risk, doctors can refer them to state securities regulators and adult services providers for help.
An additional $2 million will go to the North American Securities Administrators Association, the organization of state securities regulators.
