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Instead, it said, companies that run both hedge and mutual funds should have procedures to ensure that certain clients do not get special treatment.
Companies should have procedures in place to continually learn from incident response and improve, including an analysis to identify causes that may be rooted in the company's culture and practices.
Takeaway: Advisers should anticipate that some employees may seek to take advantage of their positions and should have procedures in place that are reasonably designed to prevent and detect theft or other misuse of client funds.
The vulnerability assessment process should have procedures for assigning a threat or risk score to each vulnerability based on its impact on the organization.
Companies should have procedures in place to ensure the policy is understood and implemented.
Whether or not families are fully involved in a young person's care, the evidence suggests that units should have procedures on visiting and that flexible arrangements should be made for family contact.
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Rather, the bureau should have had procedures in place for the information to be uploaded simultaneously into the intelligence community's secret online database, known as Intelink.
As described in the Written Information Security Program, departments that regularly use specified categories of personal information should have written procedures on protecting that data, and should also implement specific procedures concerning how that data is destroyed when no longer needed.
Asset managers should have clear procedures that help identify and manage potential conflicts of interest in their proxy voting and engagement and disclose such procedures.
Tribunals should have their procedures streamlined.
"Institutions should have clear procedures for room bookings, external speakers and events that take place on their campuses.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com