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In 2000, Mr. Goldis paid $12,500 to a client to settle a complaint of excessive trading.
In 1998, Mr. Milken agreed to return $47 million in fees to settle a complaint from the Securities and Exchange Commission.
Last fall, Merrill agreed to pay $400,000 to settle a complaint a customer brought against the firm and Mr. Blodget.
Morgan Stanley is expected to settle a complaint by the Securities and Exchange Commission as early as today, according to people who have been briefed on the investigation.
In January 2014 Apple agreed to pay $32.5m to consumers to settle a complaint about its iOS platform on this score.
In 2009, JPMorgan agreed to forgive all the termination fees the county owed on the swaps, or about $647 million, to settle a complaint from the Securities and Exchange Commission.
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Take-Two Interactive also settled a complaint by the Federal Trade Commission and released a version without the hidden scenes that then carried the mature rating.
Acting without state officials, the S.E.C. and Putnam settled a complaint that the company allowed its employees to trade rapidly in and out of its funds.
The younger Mr. Stern, 38, made headlines last week when he settled a complaint brought by another real estate developer's son: Eliot Spitzer, attorney general of New York.
In early 2006, Valassis settled a complaint by the Federal Trade Commission that it had attempted to collude with News America Marketing, its top rival, to eliminate competition between the two.
The agreement settled a complaint that had been filed by a small Norwegian browser maker, Opera, which had attracted support from Google and Mozilla, the makers of the Chrome and Firefox browers, respectively.
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