Sentence examples for securities statutes from inspiring English sources
The decision wrestled with numerous novel and disputed issues involving the liability of corporate advisers under the federal securities statutes, eventually framing standards that allowed the case to proceed.
In 1979 the SEC case with American Financial was settled, with Keating signing a consent agreement where he neither admitted nor denied guilt but agreed not to violate federal fraud and securities statutes.
"This is not a securities statute.
"She contends that she had no notice that such statements, even if false, could fall under the ambit of the securities statute.
Raymond Harding pleaded not guilty Wednesday to three felonies under the Martin Act, the state securities statute that gives the attorney general broad powers to pursue financial corruption.
Julio Ramirez Jr., a former employee of the Wetherly Capital Group, based in Los Angeles, pleaded guilty to a violation of the Martin Act, a sweeping New York securities statute, said the office of Andrew M. Cuomo, the New York attorney general.
Mr. Meyer surrendered to the authorities in New York and pleaded not guilty to the fraud-related felony, a violation of the Martin Act, a sweeping state securities statute, on Thursday in Manhattan Criminal Court.
It recently revised its narrow securities statute into a broad state consumer protection law that allows regulators to shut down boiler rooms without first trying to figure whether what they are selling is a security.
In 2007, a national bill passed (§37b social security statutes book V), securing Germans with life limiting advanced diseases and complex needs the right to receive specialised PC at home [ 14].
A respected plague expert from Texas Tech University is scheduled to go on trial this fall on charges of violating federal security statutes.
"We filed the [law]suit today because we are not authorised at present to break out the number of requests, if any, that we receive for user data under specific national security statutes".
