Sentence examples for securities regulations from inspiring English sources

He denied knowingly violating securities regulations.

Others have been accused of violations of securities regulations.

The so-called JOBS Act rolled back securities regulations.

If there is a villain here, it is not the securities regulations.

The senior executives, citing securities regulations, declined to discuss the details of the proposal.

Firms like Morgan Stanley must tightly monitor communications to ensure that they are in compliance with securities regulations.

Supporters of the rule said that it helps bring securities regulations in line with modern financial markets.

The JOBS Act, short for the Jumpstart Our Business Startups Act, mandates broad changes to major securities regulations.

Worse, outdated securities regulations created artificial shortages of shares in some companies and held trading volumes down.

To avoid violating securities regulations, Cisco said it made the leaked information public before the Nasdaq opened for trading today.

Merrill does not expect to face any charges for violating securities regulations, these people said, or to pay any penalties.