Sentence examples for securities involved from inspiring English sources

Both have pleaded not guilty and will presumably argue the securities involved were hard to value.

Settlement assures that the money and securities involved in a trade go to the right parties promptly.

While the securities involved represent a fraction of the market, a liquidation could have forced a bigger sell-off while setting a lower price.

It was based on a template devised a decade ago by Goldman Sachs, which called the securities involved Monthly Income Preferred Stock, or M.I.P.S.

But about $9.7 billion of the original amount turns out to be ineligible to be bought, because the securities involved are not really securities.

It is open only three days a week, though both the amount of time the system is in operation and the number of securities involved have expanded in the months since its introduction.

Settlement of securities involves not just the clearing house but the local and international central securities depositories and the settlement agents of various participants.

491 (June 14 , 2013, Judge Elliott found that the respondent effected 19 transactions in securities involving 12 investors, without being registered as a broker-dealer.

Most trusts for appreciated securities involve some element of charitable intent, she notes.

The firm specializes in leveraged buyout transactions and purchases of distressed securities involving corporate restructuring, special situations, and industry consolidations.

"There was no compromising of national security involved".