Sentence examples for securities banking from inspiring English sources
Not this side of Christmas, says Dolmen Securities banking analyst Oliver Gilvarry.
Expand personal liability for those who control corporations that commit fraud or knowingly violate the securities, banking and other regulatory laws.
Though derivatives are similar to regulated futures contracts, they are not governed directly by any securities, banking or futures rules, and federal laws are vague about whether they should be regulated and if so, by whom.
More broadly, her tale illuminates how, over three decades, spending on the white-collar police — securities, banking and tax investigators — has not kept pace with the rapidly expanding financial sector, leaving a cost borne by all investors.
The Financial Services segment covers securities, banking, insurance, housing loans, credit cards, leasing, and financial products information.
By extending mortgages to unqualified lenders and accumulating large inventories of subprime securities, banks and other financial institutions took on enormous risks, often without realizing it.
Pension and money-market funds are restricted from holding lowly rated securities; banks get capital relief for holding highly rated ones.
After more than a day of deliberations, a federal jury in Virginia found Lee B. Farkas, the former chairman of Taylor, Bean & Whitaker, guilty on 14 counts of securities, bank and wire fraud and conspiracy to commit fraud.
In April, after a 10-day trial and little more than a day of deliberations, the jurors found Mr. Farkas guilty on 14 counts of securities, bank and wire fraud and conspiracy to commit fraud.
As lenders and Wall Street firms bundled thousands of mortgage loans into securities, banks often failed to record each link in the chain of documents demonstrating ownership of a note and a property.
Instead of selling Treasurys to hedge corporate securities, banks and brokers used derivative contracts, called swaps, based on the rates that banks charge each other.
