Sentence examples for securities authorities from inspiring English sources

In 1973, federal and Ohio securities authorities complained that his church was selling unregistered securities to the faithful and not telling them that the cathedral lacked funds to insure repayment.

Lending Club has started a process to register, with the appropriate securities authorities, promissory notes that may be offered and sold to lenders through our site in the future.

The Shanghai and Shenzhen exchanges suspended trading in shares of 66 companies based in Sichuan on Tuesday pending the receipt by securities authorities of statements from the companies to update the markets on their situations.

Adler was sued by Australian securities authorities for helping HIH artificially inflate its stock price after it bought FAI, when he was a director and shareholder of the acquirer.

If you aren't familiar with the law regarding the resale of securities, in general, a security cannot be offered for sale or sold unless it is registered with the SEC or state securities authorities, or an exemption from registration is available.

A financial advisor's Form ADV, the form used by an investment advisor to register with both the Securities and Exchange Commission and state securities authorities, will let you know of any problems.

The perpetrators were already known to security authorities.

Regulatory or security authorities would punish those who fail to comply.

Since the overthrow of President Hosni Mubarak, the Egyptian security authorities no longer stop the smugglers.

On her first trip, she was detained and interrogated overnight by security authorities.

Security authorities continued to arrest and detain prominent pro-democracy activists.