Sentence examples for securities administrators from inspiring English sources
DEBORAH R. BORTNER President North American Securities Administrators Association Washington, July 10 , 2001
Also note that individual investors tend to have more long than short positions, and that the securities administrators' survey took place in a bull market (1998-1999).
The moves come as the company is in talks with the freshly allied U.S. Securities and Exchange Commission, the New York attorney general's office, the New York Stock Exchange, the NASD and the North American Securities Administrators Association.
The North American Securities Administrators Assn., an advocacy group, now ranks EB-5-related scams as one of the top new threats to investors.
You can check their record with your local Better Business Bureau and state securities administrators and see if any complaints were lodged against them.
"They always portrayed themselves as the little guy on Wall Street," said Marc Beauchamp, executive director of the North American Securities Administrators Association, which represents state securities regulators.
Most state securities regulators do not have lobbyists trooping through their offices, said Marc Beauchamp, executive director of the North American Securities Administrators Association.
An additional $2 million will go to the North American Securities Administrators Association, the organization of state securities regulators.
The North American Securities Administrators Association, a collection of state securities regulators, "vigorously opposes creation of a self-regulatory organization," said Steven D. Irwin, Pennsylvania's securities commissioner.
The North American Securities Administrators Association NASAAA) polled state securities regulators, and 29percentt of respondents said they had seen an increase in elder fraud.
If Schwab succeeds in its efforts, small, unsophisticated investors will have a tougher time preparing to pursue claims against brokers, said A. Heath Abshure, president of the North American Securities Administrators Association, an organization of state securities regulators.
