Sentence examples for sec charges from inspiring English sources

The SEC charges put Goldman's working practices under major scrutiny.

For Goldman, the SEC charges are a huge headache.

It has settled SEC charges, renegotiated bank loans and restated five years' of accounts.

Goldman Sachs escaped with a then-record $550m fine to settle SEC charges in 2010, without admitting or denying guilt.

Xerox had already settled SEC charges by paying a $10m fine, and has seen several senior executives quit.

Comm'n, SEC Charges KPMG with Violating Auditor Independence Rules, Press Release No. 2014-12 (Jan. 24, 2014), http://www.sec.gov/News/PressRelease/Detail/PressRelease/1370540667080 .Uwt3U_ldWSo.sec.gov/News/PressRelease/Detail/PressRelease/1370540667080 .Uwt3U_ldWSo

On July 30 , 2014 the Securities and Exchange Commission ("SEC") charged the CEO and former CFO of QSGI, Inc., a computer equipment company, with misrepresenting to the company's outside auditors and investors the condition of the company's internal controls over financial reporting ("ICFR").

On April 8 , 2014 the Securities and Exchange Commission ("SEC") charged CVS Caremark Corp. ("CVS") with violating the federal securities laws by failing to accurately disclose significant financial setbacks and overstating its financial performance through improper accounting.

Epstein, the sec charged, signed documents stating that Fila owed $1.38 million to now defunct Just for Feet, a Birmingham, Ala.

The sec charged that Salinas had failed to disclose a key fact: Codisco was secretly owned by Salinas himself and a partner, Moisés Saba.

Our timeline clearly supports the ancestral nature of the Sec charging function.