Sentence examples for rules filings from inspiring English sources

Under the new rules, filings related to transactions by officers or directors will be due within two business days if the amount involved is $100,000 or more.

And I definitely applaud both Gary [Gensler] and Mary [Schapiro] for inculcating that in the culture, and I think we'll see that as a direct benefit in the rule filings coming out of [the] Dodd-Frank [Act].

Hodges will determine next week how to provide Rule 2019 filings to Aetna.

The companies want access to Rule 2019 filings and evidence from the estimation proceedings to bolster their own defenses against asbestos claims.

Disclosure rules for financial filings require companies to try to be specific when quantifying factors that could have a material effect on earnings.

It tightens the rules for individual filings, making it more difficult for consumers to have their credit card and other debts wiped clean in court.

However, all public companies (including smaller reporting companies) are required to comply with the say-on-parachutes rules in applicable filings made on or after April 25, 2011 (but with exceptions for foreign private issuers and emerging growth companies already noted in connection with say-on-pay and say-on-frequency requirements).

Now, the big US firms with operations in London are also complying with this latest FSA rule in regulatory filings for year-end 2010.

Some emerged in a series of town-hall-style meetings this year for Americans living in Switzerland: creating a federal ombudsman for overseas Americans; changing the taxation system from the current one based on citizenship to one based solely on residence; and easing some tax-filing rules, for instance.

Same-day disclosure a la Rule 144 electronic filings for more than 1% of float would allow the market to function more transparently and make investing more of a skill game than a shell game.

He explained that some mutual fund companies were secretly allowing big hedge fund investors to execute the rapid-fire trades required to exploit those profit opportunities, in violation of the funds' own rules and their public filings with the S.E.C.