Sentence examples for require advisers from inspiring English sources

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Trust accounts require advisers to be even more diligent in putting the interests of clients ahead of the banks'.

Most importantly, they require advisers who can devote time and attention, thereby conveying clearly that the service expected by the client is being delivered by the firm.

The proposed rule would require advisers to disclose those policies to clients and tell clients how to get information about the proxy votes, the S.E.C. said.

The S.E.C. voted 3 to 0 in favor of the proposal, which would require advisers to supply plainly written brochures to supplement bare-bones information now available online.

Furthermore, customer-protection laws require advisers to read the same litany of basic advice ("stocks can go down as well as up") every time they meet clients, even informally.

The FSA said HFC's procedures "did not require advisers in its branch network to gather sufficient information about customers' circumstances and take sufficient information into account when considering whether PPI was suitable".

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Similar(47)

To get there requires advisers to do a number of things: from managing core investments and asset allocation to helping clients understand insurance needs, retirement planning, budgeting and debt management, Mr. McWilliams said.

Regulatory pressure concerning the security and privacy of client data is on the rise, and it requires advisers to acquire a new mindset in order to meet the expanding compliance burden.

The Investment Advisers Act of 1940 requires advisers to provide services to clients under fiduciary standard guidelines.

While Section 404 of the Act requires advisers to most private equity investment funds to register with the Securities and Exchange Commission SECC) and report basic organizational and operational information about the funds they manage, reporting requirements for private equity are less stringent than for publicly traded companies.

Just weeks after the coup, the US ambassador in Chile sent a memo to Henry Kissinger noting that "the military government of Chile requires adviser assistance of a person qualified in establishing a detention centre for the detainees... adviser must have knowledge in the establishment and operation of a detention centre".

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