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The powers of the Federal Trade Commission were increased to regulate stock trading.
Some separation is needed, as even Mr. McCall wrote in his resignation letter, between the exchange's business of attracting new companies to list on the Big Board and its longstanding obligation to regulate stock trading.
MR. CALDWELL'S funds were alluded to in the flash-crash report released by the Securities and Exchange Commission and the Commodity Futures Trading Commission, which regulate stock and futures markets, respectively.
That's why it's likely that Quattrone will get a pass from the Department of Justice NASDD, the folks who regulate stock brokers are another matter and they are much less likely to be so charitable continuing to bar Quattrone from the banking business).
Similar(56)
In 1997 the company hoped to go public on the lightly regulated stock exchange Ofex.
Though the Czech economy grew 2.8percentt last year, the loosely regulated stock market is all but dead.
He is also being sued by the Securities and Exchange Commission, which regulates stock market-traded companies.
Her last job was as chief executive officer of the Financial Industry Regulatory Authority, the entity that regulates stock brokerages and stockbrokers.
The United States, for example, established the Securities and Exchange Commission (1934) to regulate new stock issues and stock market trading practices.
Now, in the brokerage house corridors — corridors of pain — one can hear complaints about all the market flaws: the government doesn't regulate the stock market and it participates in it by allowing mostly big state-owned companies to go public.
The proposal would also regulate fish stocks under multispecies plans that take into account a species' role in the ecosystem.
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