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Woodcock also noted the task force will increase monitoring of companies' financial statement reporting and may incubate matters not yet ready for an enforcement action by issuing targeted document requests or referring matters to an investigative team.
The president also called upon all enforcement officers, both federal and state, to report all information in these fields promptly to the FBI, which was charged with the responsibility of correlating this material and referring matters under the jurisdiction of any other federal agency with responsibilities in this field to the appropriate agency.
"We believe the current system for referring matters to disciplinary tribunals requires radical overhaul.
Fourth, the Security Council must think more strategically before referring matters to the International Criminal Court.
They have been adopting, amending, entertaining new resolutions, and often, referring matters to a closed negotiating committee.
Are these powers acting in a self-serving manner or at least selectively when referring matters to the ICC?
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Who may refer matters to arbitration?
The organization's rules let arbitrators refer matters to Finra enforcement only after arbitration ends.
There is no need to refer matters up the silo to ask what to do.
The Ombuds refers matters to the proper person or office expeditiously and also provides conflict resolution services.
Mr. Cummings and Mr. DeFazio are also asking the S.E.C. to refer matters that appear to involve criminal misconduct on the part of Goldman Sachs to the Justice Department.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com