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Goldman Sachs & Company, PetroChina's principal underwriter, bought shares in both markets to prop up the price.
An acquired fund, its principal underwriter and any broker-dealer to sell the acquired fund's securities to any acquiring fund.
Nor does it impress the principal underwriter, Wani's father, a spectacularly vulgar Lebanese grocer who tellingly mishears the word as "orgy".
(iii) A weakness in the design or implementation of the policies and procedures of the fund, its investment adviser, principal underwriter, administrator or transfer agent.
(a) Outline briefly the plan of distribution of the obligations and state the amount of the participation of each principal underwriter, if any.
The foundation is the principal underwriter of annual meetings held by the American Academy of Achievement, which has honored Mr. Daschle on several occasions.
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(d) Copies of any prospectus or other sales literature to be provided by the Bank or any of the principal underwriters for general use in connection with the initial distribution of the obligations to the public.
On Tuesday, a day before the expanded bond program passed the Senate, Goldman Sachs ran an advertisement in Politico claiming the bank was its "one of the principal underwriters," the senator noted in his letter.
For example, more than 100 brokerage firms are principal underwriters for initial public offerings.
Bowen was chief underwriter for the division.
She is also the Interim Chief Underwriter.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com