Sentence examples for primary violator from inspiring English sources

A representative of Mr. Lighty's company, Primary Violator, did not immediately respond to requests for information.

That is because the statute insists that there be a primary violator to whom the secondary violator provided "substantial assistance". 15 U. S. C. §78t e).

But in its brief with the Supreme Court, Janus says that "J.C.M. is neither a primary actor nor a primary violator with respect to the statements" in the prospectuses.

Under that scenario, the majority fears that the person disseminating the statements could be "engaged in an egregious fraud," yet would not be liable as an aider and abettor for lack of a primary violator.

And as Central Bank itself made clear, even a bit participant in the securities markets "may be liable as a primary violator under [Rule] 10b 5" so long as "all of the requirements for primary liability..

Any person or entity, including a lawyer, accountant, or bank, who employs a manipulative device or makes a material misstatement (or omission) on which a purchaser or seller of securities relies may be liable as a primary violator under 10b-5, alluming all of the requirements for primary liability under Rule 10b-5 are met.

Indeed, the Court anticipates, ante at ____, that many aiders and abettors will be subject to liability as primary violators.

In any complex securities fraud, moreover, there are likely to be multiple violators; in this case, for example, respondents named four defendants as primary violators.

Thus, in Janus, we sought an interpretation of "make" that could neatly divide primary violators and actors too far removed from the ultimate decision to communicate a statement.

Stephen M. Shapiro, the lawyer representing the vendors, did not dispute the facts, but argued that at most, his clients had "aided and abetted" Charter's fraud and were not themselves primary violators of any securities law.

Last year Violator merged with Primary Wave, another artist management group with a focus on branding, to form Primary Violator.