Sentence examples for practice violations from inspiring English sources
Companies with a high concentration of employees who have been associated with firms that were expelled for sales practice violations must tape phone conversations with current and future customers.
But, given the current state of arbitrations, it makes economic sense to go ahead and commit sales practice violations.
Kord you say that declining customer win and recovery rate suggests that there's no penalty or price to pay for sales practice violations.
Currently Blair is reportedly being investigated for sales practice violations and more by the Securities & Exchange Commission, federal prosecutors and a task force of state securities regulators.
Brokers are required to notify the NASD if they have been accused of forgery or theft in the previous 24 months or have received complaints alleging such sales practice violations as fraud, misrepresentation or negligence involving more than $5,000.
Among the cases she handled were those involving specialist and floor broker misconduct, insider trading, upstairs trading, sales practice violations, and financial and operational compliance issues.
In practice, violation of assumptions might lead to a larger sample size necessary for successful replication study.
In several arbitration claims filed recently against the brokers and Morgan Stanley -- most investor claims cannot go to court -- a total of 13 customers on the East and West Coasts accuse the two men of a widespread pattern of sales-practice violations.
a) The ability to automatically check for errors, inconsistencies, policy and best-practice violations, and omissions.
It is not my intention to try a potential Sherman Act Section 2 violation for anticompetitive behavior or an FTC Act Section 5 violation for unfair or deceptive practices violation in the press.
Sam Bagenstos, who during Barack Obama's first term was the Justice Department's No 2 civil rights official, said that the Guardian's exposé of the Homan Square police warehouse raised concerns about "a possible pattern or practice of violations of the fourth and fifth amendments" that warranted an inquiry.
