Sentence examples for practice obligations from inspiring English sources

Exact(3)

As described in "Non-Traditional ETFs: FINRA Reminds Firms of Sales Practice Obligations Relating to Leveraged and Inverse Exchange-Traded Funds" (FINRA Regulatory Notice 09-31, JunETFs09), ETFs are typically registered unit investment trusts (UITs) or open-end investment companies whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index.

See Financial Industry Regulatory Authority, News Release, FINRA Orders Wells Fargo Broker-Dealers to Pay $3.4 Million in Restitution and Reminds Firms of Sales Practice Obligations for Volatility-Linked Products (October 16, 2017), http://www.finra.org/newsroom/2017/finra-orders-wells-fargo-broker-dealers-pay-34-million-restitution-and-reminds-firms.

All patients gave informed, written consent and the trial was approved by the local research ethics committee and conducted in accordance with good clinical practice obligations.

Similar(57)

20 26 All recruiting maternity units will be required to sign a clinical trial agreement document detailing their commitment towards complying with the relevant laws, regulations, codes of practice and obligations to publication.

McKinnie skipped most of the team practices and obligations, then was dismissed from the N.F.C.'s squad.

Like other great brands, IKEA doesn't think about adopting socially beneficial practices as obligations, activities that every respectable business is expected to do.

We must have integrity in our business practices, compliance obligations and internal processes," Sacks wrote.

I am also intending to build a good reputation for my family through practicing filial obligations.

To be honest, mianzi is a big concern in how I practice my obligation to the elders.

For Chinese adult children, giving gifts is a way to express emotions and show their care to their parents and can be considered as a more informal way to practice filial obligation than giving money.

However, it is a complex thing, I have to think a lot about it, for example, do I need to give money to my aunt, because she is kind of helping me to practice familial obligation?

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