Sentence examples for one brokerage from inspiring English sources

And on Long Island, rents have remained flat, according to one brokerage firm with offices in 37 communities.

"Compliance is terrible," Lori Richards, the commission's director of compliance inspections and examinations, said then, noting that one brokerage firm, which was not identified, had violated the rules on 92percentt of the limit orders examined in an S.E.C. review.

One brokerage firm executive summed up the uncertainty, "We are still finding our way here".

They spent six months shackled to one brokerage by an exclusive listing agreement.

And more of those households are shopping around -- the number with accounts at more than one brokerage has surged.

One brokerage firm, Finance 500, in Irvine, Calif., started a hot money program in 1997 with seven bank customers.

In the second half of last year, after Merrill introduced an all-in-one brokerage account that provided unlimited stock trades for a preset annual fee, Merrill and Schwab showed that they could simultaneously rake in new assets at a fast pace.

Although trading was fairly heavy today, equal to one-sixth of all the newly issued shares, many people at one Hong Kong brokerage office were holding on to their stakes.

The Securities and Exchange Commission approved new rules today, one requiring brokerage firms to release composite statistics on where they send customer trades and how well these orders are filled and another aimed at preventing conflicts of interest by auditors.

Commenting on these assorted investigations, a compliance official at one large brokerage observed: "Maybe one of these days Wall Street will get the message that the regulatory climate has changed in this post-Madoff era, that it's preferable to live at home rather than in jail".

One national brokerage firm says that 40percentt of the spaces included in its research are listed as "negotiable".