Sentence examples for of applicable securities from inspiring English sources

Exact(2)

If the finder is not registered as so required and sells securities on behalf of a startup, the private placement will be invalid and the startup will be in violation of applicable securities laws.

Needless to say, a comprehensive discussion of applicable securities laws is beyond the scope of this post; however, here are two key takeaways for founders: (i) make sure all the noteholders are "accredited investors"; and (ii) don't compensate anyone for helping you raise funds unless they're a registered "broker-dealer".

Similar(58)

The transaction is contingent on the satisfaction of a number of conditions, including completion of the review process by the Securities and Exchange Commission of required filings under applicable securities regulations and the final approval of transaction terms by Time Warner's Board of Directors.

Non-compliance with applicable securities laws could result in severe consequences, including a right of rescission for the stockholders (i.e., the right to get their money back, plus interest), injunctive relief, fines and penalties, and possible criminal prosecution.

Given the nature of this financing, the Company is providing all shareholders the opportunity to participate in the financing, to the extent that they can consistent with applicable securities laws.

Even though each Fog deployment has a different set of security requirements, applications and sensitivity, the following subsections provide a comprehensive, efficient and applicable security solutions, which are gathered and tested on various systems.

Forward-looking statements in this news release are made pursuant to the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and applicable Canadian securities laws.

You can find a "Blue Book" with a list of applicable child disabilities at your local Social Security office.

It is therefore reasonable to identify only the set of applicable processing techniques for the robustness requirements in an application (like knowing the set of potential adversaries for the security requirements in an application, see section 4.8 below).

If the price was acceptance of "applicable censorship . . .

Such statements fly in the face of applicable DOJ guidelines.

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