Sentence examples for of a securities from inspiring English sources

Taking the Fifth, Cohen learned, could take all the momentum out of a securities investigation.

But the bankruptcy process is not suited to an orderly winding down of a securities firm with global operations.

The second is a damning magazine profile of a securities analyst and, by extension, the entire stock-rating culture.

It has done the same for Fabrice Tourre, the subject of a securities fraud lawsuit by the Securities and Exchange Commission.

A member of my family was also convicted in federal court, in this case of a securities fraud that cost innocent citizens millions.

Mr. Kim, the former chief of a securities firm, returned today from a trip with Goldman executives to help promote the sale.

They include the creation of a securities-fraud statute calling for prison time for anyone using a "scheme or artifice" to defraud investors and prison terms for senior executives who "recklessly and knowingly" publish misleading financial statements.

Representative Richard H. Baker of Louisiana, the chairman of the capital markets subcommittee, said he wanted to examine ways to see that the S.E.C. would have more power to seize assets of corporate wrongdoers, even before any finding of a securities-law violation by a court.

There are still fresh memories of a Securities and Exchange Commission lawsuit filed in April 2010 accusing Goldman of fraud, after it sold clients complicated mortgage backed securities that later soured, and never mentioned that it had bet against them.

Qwest's accounting has become part of a Securities and Exchange Commission investigation.

Of course, some of the ways Goldman did this are now the source of a Securities and Exchange Commission lawsuit.