Sentence examples for of a collateralized from inspiring English sources

The S.E.C. sued Mr. Stoker and Citigroup, accusing them of misleading investors in the sale of a collateralized debt obligation, or C.D.O., based on subprime mortgages in 2007.

Last year, Judge Rakoff rejected a settlement between the S.E.C. and Citigroup over the bank's marketing of a collateralized debt obligation tied to subprime mortgages.

This is quite a change from how Goldman Sachs dealt with a 2009 investigation of its sale of a collateralized debt obligation.

For instance, the Securities and Exchange Commission lost its case against a midlevel executive at Citigroup for his role in the sale of a collateralized debt obligation tied to subprime mortgages, even though the agency only needed to prove negligence.

The recent trial of Fabrice Tourre for his role in the sale of a collateralized debt obligation C.D.O. by Goldman Sachs shows the important role witnesses can play in explaining how a transaction unfolds and what should be disclosed.

Judge Rakoff also noted the disparity in the S.E.C.'s treatment of Citigroup and Goldman Sachs, which paid a $550 million penalty to settle civil charges over its sale of a collateralized debt obligation tied to subprime mortgages.

WALL STREET JOURNAL   Wells Fargo Sued by German Agency Over Losses  |  Wells Fargo "was sued Wednesday by a German government agency that accused it of mismanaging a collateralized debt obligation, resulting in more than $160 million in losses," Reuters reports.

The $500 million bundle of loans, a type of investment known as a collateralized debt obligation, was managed by Mr. Gross's Pimco.

The S.E.C. had a similar problem when a jury found in favor of a low-level executive at Citigroup accused of deceiving investors about a collateralized debt obligation the bank sold.

The swap was created to insure $1.31 billion in highly rated notes that reflected performance of subprime mortgages in a collateralized debt obligation underwritten by UBS.

REUTERS Adviser in 'Big Short' Faces S.E.C. Action  |  The Securities and Exchange Commission accused Wing F. Chau, an investment adviser who appears in the book "The Big Short" by Michael Lewis, and his New Jersey firm of misleading investors in a collateralized debt obligation and breaching their fiduciary duties.