He advised filling seasonal down time with tying up loose financial ends -- buying the last of that tax-deductible equipment, and, in lieu of actual gifts, contributing to charity in the name of clients.
One of the best-known case studies comes from the near-collapse of the investment bank Salomon Brothers, in 1991, when Paul Mozer, a trader, placed fraudulent bids in a U.S. Treasury securities auction in the name of clients who were unaware of the fraud.
Swiss banks have provided tens of thousands of pages of encrypted data on their U.S. businesses, including names of client advisers, a Finance Ministry spokesman said.
Federal agents raided the group's headquarters in 1996, seizing documents that led investigators to bank accounts and names of client.
The names of clients were never mentioned.
Names of clients are never given.
To do that, the auditors must review the names of clients.
Under it, UBS will release the names of clients who fit criteria set by the Justice Department.
And like all of the forms filed by members of the State Legislature, the names of clients are whited out.
There was a rack of file boxes, with the names of clients: Drake, the xx, Bruno Mars, Coldplay, Marilyn Manson, Lady Gaga.
