Sentence examples for member firm from inspiring English sources
Each member firm is a separate legal entity.
American financier, the first woman to head a member firm of the New York Stock Exchange.
Prior to joining Loeb Partners, he ran the NYSE member firm of Rosenkrantz Ehrenkrantz Lyon & Ross.
In an exchange distribution a member firm accumulates the necessary buy orders and then crosses them on the floor.
His father was a founder of Daniels & Bell, a former member firm on the New York Stock Exchange.
Prescott, Merrill, Turben & Co., a Cleveland Big Board member firm, handled the transactions on both sides in each case.
In 1975, Tohmatsu became a member firm of Touche Ross International, and Mr. Tomita was asked to join the international Board of Governors.
The audit was conducted by A. F. Ferguson & Company, a Pakistan-based member firm of PricewaterhouseCoopers, an international accounting and consulting company.
failed to adequately police and control this conflict for a member firm that later became the subject of an S.E.C. enforcement action.
In addition to Mr. Ashen, Salvatore Pallante, the executive vice president for member firm regulation, announced he was stepping down on Oct. 1.
Investigators suspect traders at the firm favored a fund in which they and outsiders had invested, head of the N.Y.S.E.'s member firm regulation unit told Dow Jones.
