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5) A firm must observe proper standards of market conduct.
"His failure to do so is a serious breach of the expected standards of market conduct.
To clear up the CONEfusion, FCCM designs should be reconsidered to adapt them to the changing circumstances and to be grounded in realistic expectations of market conduct.
The FSA suggested looking harder at "high-impact" funds, market conduct and the bits of banks that finance hedge funds—but no new red tape.
He also lost 50 percent of his 2011 bonus for his role in the improper market conduct, according to a person with direct knowledge of the matter.
The California Department of Insurance began a market conduct examination of long-term care providers within the state, according to a department spokeswoman.
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Abuse of customer limit orders was at the heart of the investigations into the Nasdaq stock market conducted by the S.E.C. and the Justice Department in the mid-1990's.
And she lets him off far too easily for his recent rush into the crossover market, conducting for the Three Tenors and for Disney.
We pootled through the labyrinth of canals, over the water hyacinth choking the lake, threading through the market conducted entirely on boats, and past the stilt hospital and schools, the stilt shops and the houses.
Analysis of the meat snack market conducted through Helio.
Following are excerpts from a discussion about the muni market conducted by Tom Collimore, director of investor education for the CFA Institute.
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