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Private corporations do not need to make filings with the SEC and the stock exchange.
Both insurers will make filings seeking state and federal regulatory approval in April.
In addition, lawyers must be admitted to a state's bar before they can make filings or appear in court.
If Ernst is found to have violated the independence rules, it could receive sanctions ranging from censure to disbarment from performing work for companies that make filings with the commission.
When objections have been raised – on the state secrets privilege, judicial oversight of Bagram or even this action – in each instance, the Obama administration was forced to make filings in court proceedings it inherited from the Bush administration on a timeline out of its control.
Those who do not make filings until they are caught could face harsher treatment.
Similar(52)
In addition, two major tenants have made filings that indicate they are in financial difficulty.
But when more new loans are being made, filings tend to fall — at least for a while.
The I.R.S. is determining whether the company should have made filings and registrations under tax laws in the United States.
JPMorgan has not dropped its lawsuit, but it has not made filings that would push its case forward.
But Fidelity also struck a second agreement, with an outside law firm, Mann & Stevens in Houston, which spelled out the fees Fidelity was to be paid each time the law firm made filings in a case.
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CEO of Professional Science Editing for Scientists @ prosciediting.com