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An obscure provision of a federal statute adopted in 1988 allows the S.E.C. to seek a triple penalty for any profits or losses avoided when a "controlling person" knowingly or recklessly fails "to establish, maintain, or enforce any policy or procedure" against insider trading.
In 1988, Congress adopted the Insider Trading and Securities Fraud Enforcement Act to allow the S.E.C. to seek a penalty of up to three times the gain or loss avoided when a controlling person knowingly or recklessly failed to "establish, maintain or enforce any policy or procedure" designed to prevent insider trading.
We defined 'international security force' as an institution that carried an internationally sanctioned mandate to use force to restore public order and maintain or enforce peace.
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Here's what 9.15 says: "Nothing in this chapter shall be construed to prevent a party from adopting, maintaining or enforcing any measure otherwise consistent with this chapter that it considers appropriate to ensure that investment activity in its territory is undertaken in a manner sensitive to environmental, health or other regulatory objectives".
Although the complaint alleges only that the companies agreed to ban cold calling, the proposed settlement more broadly prohibits the companies from entering, maintaining or enforcing any agreement that in any way prevents any person from soliciting, cold calling, recruiting, or otherwise competing for employees.
Without collective action, how could we defend ourselves, or enforce property rights, or build and maintain public infrastructure, or curb pollution?
Midnight dumping of unwanted dogs is common here on the southern tail of the Appalachian Mountains, where large numbers of poor people are attached to multiple pets but cannot afford to sterilize or vaccinate them, and where impoverished county governments do not maintain animal shelters, require licensing or enforce requirements for rabies shots.
It takes a significant amount of funding to facilitate meetings, communicate with lawmakers and government agencies, maintain and enforce best practices, and promote the industry through PR or marketing in the face of media hyperbole and ignorance.
The commodore said the Fiji Military Forces reserved the right to use force if necessary to maintain and enforce the curfew.
In many cases that stigma is driven by government policies that continue to maintain and enforce repressive policies toward those groups.
In addition, the exchange found that Spear did not develop, maintain and enforce written procedures for its professional customer and specialist operations.
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Justyna Jupowicz-Kozak
CEO of Professional Science Editing for Scientists @ prosciediting.com