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Within a day, the company was facing a shareholder lawsuit, and shortly thereafter, Enron received an informal request for information from the S.E.C.'s Fort Worth office.
The Calpine Corporation said it received an "informal request for information" from the Securities and Exchange Commission on disclosures to analysts.
The United States attorney's office in Massachusetts and the civil division of the Justice Department last August sent Johnson & Johnson an "informal request" for information about its ASR hip replacements, the company reported in a regulatory filing on Friday.
That could help Germany accept an informal request from the Obama administration to take nine more of the same group.
American Electric Power said yesterday that the Securities and Exchange Commission made an informal request on Wednesday for documents about questionable energy trades.
Separately, the El Paso Electric Company said today that it had received an informal request from the Securities and Exchange Commission about what are called round-trip trades.
Similar(41)
Most policies cover only formal insider-trading investigations, not informal requests for information, which can be arduous and expensive.
– Claire Cain Miller Securities Regulators Facebook says it has received "formal and informal requests for information" from the staff of the Securities and Exchange Commission about an inquiry into the sale of private company securities and Facebook's number of stockholders of record.
The Inspector General focused on the FBI's unlawful misuse of the already-unconstitutional informal requests known as "exigent letters" to demand information that they knew was illegal.
It also received more than 561 informal requests to remove more than 4,979 items.
"Based upon the informal requests we've received from commercial carriers, demand for new slots far exceeds the supply available," Mark McQueen, the port authority's chairman, said.
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