Sentence examples for individual violates from inspiring English sources
If an individual violates the policy, then he or she will be held accountable".
Takeaway: Policies and procedures are critical to avoiding supervisory charges against both the firm and individuals; whenever an individual violates the securities laws, expect the enforcement staff to ask: did the firm's policies reasonably address the conduct at issue, were the policies enforced, and where were the supervisors.
The District Court rejected the first statutory argument because, under the plain statutory language, an individual violates the federal Act by intentionally disclosing the contents of an electronic communication when he or she know[s] or ha[s] reason to know that the information was obtained through an illegal interception.3 App. to Pet. for Cert. in No. 991687, pp. 53a54a.
Proving an individual violated the securities law can be difficult as the employee could argue that any disclosures made were not intended to be misleading.
"If it turns out that an individual violated rules or regulations, he will be held accountable, regardless of grade or position," Hagee said.
Laws that are not carried into effect, authorities without force and despised, crime unpunished, property attacked, the safety of the individual violated, the morality of the people corrupted, no constitution, no government, no justice, these are the features of anarchy.
"This individual violated the firm's rigorous policies and protections, betrayed the trust of clients as well as colleagues, and acted with deliberate disregard for KPMG's long-standing culture of professionalism and integrity".
It added: "This individual violated the firm's rigorous policies and protections, betrayed the trust of clients as well as colleagues, and acted with deliberate disregard for KPMG's long-standing culture of professionalism and integrity".
"I am extremely disappointed to learn that so many individuals violated their integrity and undermined the oaths they made to this country".
Any allegations of individuals violating our licensure or other compliance policies will be thoroughly investigated, and we will take appropriate remedial action".
The court determined that such access to the data of EU individuals violated EU privacy laws.
