Sentence examples for in a collateralized from inspiring English sources

The case was brought alongside a civil fraud lawsuit accusing Citigroup of misleading clients about a 2007 investment in a collateralized debt obligation, or C.D.O.

The swap was created to insure $1.31 billion in highly rated notes that reflected performance of subprime mortgages in a collateralized debt obligation underwritten by UBS.

REUTERS Adviser in 'Big Short' Faces S.E.C. Action  |  The Securities and Exchange Commission accused Wing F. Chau, an investment adviser who appears in the book "The Big Short" by Michael Lewis, and his New Jersey firm of misleading investors in a collateralized debt obligation and breaching their fiduciary duties.

It may seek to resolve cases in a manner similar to how it settled its lawsuit against Goldman Sachs, filed in 2010, when the firm admitted that it made "mistakes" in marketing a collateralized debt obligation tied to subprime mortgages.

Similarly, a former Citigroup middle manager was cleared of securities fraud charges under the same standard for his role in selling a collateralized debt obligation tied to subprime mortgages that lost much of its value within months of its issuance.

In 2010, Goldman paid $550 million to the Securities and Exchange Commission for its role in putting together a collateralized debt obligation called Abacus.

The S.E.C. sued Mr. Stoker and Citigroup, accusing them of misleading investors in the sale of a collateralized debt obligation, or C.D.O., based on subprime mortgages in 2007.

In 2011, Judge Rakoff refused to bless a $285 million deal with Citigroup in a case involving a collateralized debt obligation, calling it "pocket change".

The recent trial of Fabrice Tourre for his role in the sale of a collateralized debt obligation C.D.O. by Goldman Sachs shows the important role witnesses can play in explaining how a transaction unfolds and what should be disclosed.

For instance, the Securities and Exchange Commission lost its case against a midlevel executive at Citigroup for his role in the sale of a collateralized debt obligation tied to subprime mortgages, even though the agency only needed to prove negligence.

Among those who received advancement of costs were Rajat Gupta, a former director accused of tipping confidential information to Raj Rajaratnam, and Fabrice Tourre, who was found liable for fraud in the sale of a collateralized debt obligation on the eve of the financial crisis.