Sentence examples for improper specialist from inspiring English sources

Before the NYSE officially revealed on April 17 a probe into improper specialist activities, FleetBoston suspended its specialist responsible for shares of General Electric, the largest issue on the NYSE.

At a news conference to discuss the investigation of improper trading by specialist firms, whose function is to provide an orderly trading market for shares listed on the exchange, a regulatory official at the Big Board said that the stock exchange had "narrowed the time frame pursuant to discussions with the S.E.C".

After the regulatory investigations into improper trading by specialists on the New York Stock Exchange, Nasdaq has become especially aggressive in trying to convince investors and public companies that its system is preferable.

In regulatory filings, the NYSE and the U.S. Securities and Exchange Commission revealed 30 different stocks that experienced the brunt of improper trading by specialists from 1999 to 2003.

In the individual complaints made public on Wednesday, the S.E.C. said that the improper profits collected by the 14 specialist firms had ranged from a few million dollars at some of the smaller organizations to more than $28 million at E*Trade.

The NYSE is obliged to put a stop to improper practices at any of the seven specialist firms.

U.S. securities regulators have rejected initial offers from some of the New York Stock Exchange's largest floor-trading specialist firms to settle allegations of improper trading, The Wall Street Journal said on Friday.

This week the NYSE told five specialists that they would be punished for improper trading.

This week federal prosecutors in America charged 15 specialists with making $19m for their firms from improper trading.

The Securities and Exchange Commission is contemplating civil charges against at least three New York Stock Exchange specialist firms for violating securities laws and exchange rules against improper trading activities, according to statements yesterday from the firms.

Oncologists, who issued largest amount of death certificates; nevertheless, had the lowest improper rate (9% in this study) compared with their counterparts specialists.