Sentence examples for improper market from inspiring English sources

He also lost 50 percent of his 2011 bonus for his role in the improper market conduct, according to a person with direct knowledge of the matter.

The following day, the state of Massachusetts filed charges of fraud against five former employees of Prudential Securities Bostonn office, also for allegedly improper market timing.

Evergreen Investment Management and its affiliates have agreed to pay $32.5 million to settle charges of improper market timing, the Securities and Exchange Commission said yesterday.

The CVM may also obtain information on markets, institutions, financial products, customers and parties involved in securities transactions, carry out investigations, impose sanctions, suspend trading of securities, and prohibit improper market conduct.

The tobacco companies that did settle contend that the states have given those that did not sign an improper market advantage, and they have been withholding part of the money they would otherwise be sending every year.

In the fallout from the industry scandals, regulators are scrutinizing fund directors for possible culpability in improper market timing and late trading, and are writing new rules to ensure that independent directors are not rubber stamps for management.

Putnam has conceded that other employees also engaged in improper market-timing, quick in-and-out trades of the company's mutual funds.

ALBANY, Sept. 26 (AP) — Eliot Spitzer, the New York attorney general, sued the mutual fund manager J. & W. Seligman & Company on Tuesday, contending that it owes investors $80 million in compensation for improper market-timing trades.

Amgen's allegedly improper marketing practices have sparked federal and state investigations and several whistleblower lawsuits.

NEW YORK TIMES   Investor Accuses Carlyle of Improper Marketing  |  A Kuwaiti company that is suing the Carlyle Group over a $25 million deal now says the private equity firm marketed the deal without a license, The Associated Press reports.

Eli Lilly & Company won reversal of a ruling that had granted class-action status to a suit by pension funds, unions and insurers that claimed improper marketing of Zyprexa, its schizophrenia treatment, raised their costs.