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Invoking its emergency powers for the first time, the agency also eased some accounting and capital rules and relaxed some lending restrictions imposed on mutual funds.
He cites disclosure rules imposed on mutual funds by the Securities and Exchange Commission that, imperfect as they may be, have allowed third-party firms like Morningstar and Lipper to create Web sites comparing fees and performance.
While the penalties were small compared with the hundreds of millions that regulators have imposed on mutual fund companies in recent months, officials suggested there was much more to come in their investigation of variable annuities, the insurance industry's version of mutual funds.
A big advantage of a private trust company is that it can pool small trusts in a common trust fund invested collectively for many family members and other beneficiaries without being constricted by the regulations imposed on mutual funds and hedge funds.
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It imposes on mutual fund investment advisers "a fiduciary duty with respect to the receipt of compensation for services".
The fate of Estonia was decided by the German-Soviet Nonaggression Pact of August 1939 between Nazi Germany and the U.S.S.R. On September 28 the Soviet government imposed on Estonia a treaty of mutual assistance that conceded to the Soviet Union several Estonian military bases, which were occupied forthwith.
For example, the total mutual exclusion imposed on defaults in RDR equivalent default theories no longer applied.
Unregulated by the SEC, these private pools of capital (an estimated 6,800 of them, most managed from the US) are not subject to the limitations and restrictions imposed on their public fund brethren, such as mutual funds.
"The measure of restriction imposed on the American journalist Nicholas Daniloff, against whom criminal proceedings have been instituted on charges of espionage activities, has been changed on mutual arrangement.
It's imposed on it.
"There are no players imposed on me.
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CEO of Professional Science Editing for Scientists @ prosciediting.com