Sentence examples for headed compliance from inspiring English sources

David Bagley, who headed compliance at the bank, used his testimony to announce he was stepping down.HSBC's new chief legal officer is Stuart Levey, previously the Treasury's undersecretary for counter-terrorist financing and sanctions.

David Bagley, who headed compliance at HSBC, used his testimony to announce he was stepping down.HSBC's new chief legal officer is Stuart Levey, previously the Treasury's undersecretary for terrorism and financial intelligence.

Cynthia Armine, who came from Citigroup in 2011 and now heads compliance, will report directly to Matthew E. Zames, the chief operating officer.

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Barclays, however, recruited former boss of the Financial Services Authority Sir Hector Sants to head its compliance department, although he is currently off work.

The sheriff's office developed comprehensive employment rules and hired both a former prosecutor to head a Compliance Office and a former F.B.I. agent to oversee an existing Office of Professional Review to deal with claims of political discrimination.

"Within code staff there will be a head of compliance and a head of equities, who is going to earning relatively more," said Terry.

New York's Department of Financial Services (DFS), which was part of the settlement, says 13 executives were sacked or left the bank because of the investigation, including the former chief operating office, the head of compliance and the head of ethics and compliance for North America.

The general counsel of JPMorgan Chase, Stephen Cutler, is a former head of enforcement at the S.E.C. Alan Cohen, the global head of compliance at Goldman Sachs, is a former Assistant U.S. Attorney in the Southern District.

Stephen Gilchrist, head of City legal firm Saunders Law, said: "Appointing Hector Sants as head of compliance is a bit like Mary Queen of Scots appointing her executioner to represent her best interests.

Reporting to Mr. Lynch is Stuart J. M. Breslow, global head of compliance.