Sentence examples for general solicitation for from inspiring English sources

Lawyers for these funds historically advised their clients that any decision to speak with journalists or publish information about their activities could be misconstrued by the S.E.C. and the courts as an illegal "general solicitation" for their funds.

In 2013, the SEC carried out this mandate to lift the ban on general solicitation for certain Rule 506 offerings, provided that all purchasers are "accredited investors" and that issuers take reasonable steps to verify that status.

If the investors in the private offering become interested in the private offering by means of the registration statement, then the registration statement will have served as a general solicitation for the securities being offered privately and [Rule 506(b)] would not be available.

Last week the SEC pushed through part of the JOBS Act by lifting the ban on general solicitation for fundraising.

But instead of tech startups, the company supports general solicitation for multimillion dollar financing projects in spaces like real-estate and oil and gas.

In spite of prior delays, the S.E.C. finally issued its first proposal for a Ruling yesterday: a relaxation of general solicitation for accredited investors - otherwise known as the Sunshine Act.

Under the JOBS Act, the S.E.C. is required to lift the ban on general solicitations for private stock offerings.

It approved lighter reporting requirements for startups earlier this year, and just last month lifted the longstanding ban on general solicitation of fundraising by startups and investment funds.

Title II which allows "general solicitation" of private placements to accredited investors is already in place.

This is a general solicitation of securities by an underwriter under the Securities Act.

Until last year, federal securities laws had long banned general solicitation — and for good reason.