Exact(2)
Hedge funds' disclosure obligations under the Dodd-Frank Act are still rather generic, the SEC has not yet standardized the requirements, and it is unclear if the SEC will expand the systemic risk disclosure obligations for hedge funds investing in distressed securities.
After Brown's budget speech, Warland admitted in the Financial Times that the existing body of funds disclosure requirements is "a waste of space, as nobody understands it," and welcomed the move toward a simple form of cost disclosure.
Similar(58)
Funds' disclosures are not required to be audited, and there are no industry standards about what should be published and how.
The railroad's lawsuit alleges that the funds have not properly disclosed their full stakes in CSX, and that the funds' disclosures are "false and misleading".
The railroad's lawsuit alleges that the funds have not properly disclosed their full stakes in CSX, and that the funds' disclosures are false and misleading. The two hedge funds have teamed up to nominate a new slate of directors at the 2008 CSX annual meeting.
The S.E.C. has worked to improve fund disclosure, but most of the discussion has centered on fees.
But scrutiny beyond funding disclosure can be significantly disruptive and discourage scientists from pursuing policy relevant research.
We use an experiment to estimate the effect of the SEC's Summary Prospectus, which simplifies mutual fund disclosure.
Mr. McConnell, a self-described expert on the Constitution, lectured his colleagues on the purported violations of the document in the slush-fund disclosure bill.
In his five years as the fund industry's top regulator, Mr. Barbash oversaw the adoption of regulations that simplified fund disclosure documents and provided investors with more information about mutual fund fees and investment risks.
Mercer Bullard, a former S.E.C. lawyer who has said greater mutual fund disclosure could help avert the practice, said "two portfolio pumping cases in two months is a radical departure for the S.E.C".
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